our clients
Broker-Dealers
Non-U.S. Broker-Dealers
Registered Investment Advisers (RIAs)
Exempt Reporting Advisers
Banks and Financial Institutions
Digital Asset Firms
Alternative Trading Systems (ATS)
Crowdfunding Platforms
Fintech Companies
Private Equity Funds
This broad industry experience allows us to tailor our services to meet the unique regulatory and operational needs of each firm.
Asgard partners with a diverse range of clients to provide support on both ongoing compliance matters and specialized projects.
Our client base includes, but is not limited to: