Greenboard

An all-in-one, AI-powered compliance platform designed for financial advisors streamlines operations by replacing fragmented point solutions with a single, unified system for archiving, marketing review, trade monitoring, and employee oversight. AI-driven pre-reviews ensure marketing content aligns with SEC guidelines from the start, accelerating approvals and improving accuracy, while a comprehensive, WORM-compliant archive captures every communication, action, and approval in a secure, audit-ready format. Continuous, automated trade surveillance monitors activity in real time to identify risks such as front-running or best execution gaps without adding operational burden. Seamless API integrations connect brokerage accounts effortlessly, eliminating manual data entry and ensuring accuracy across systems. Built with future-ready architecture, the platform continuously evolves to keep firms compliant with changing regulations—without the need for disruptive updates or migrations.

A regulatory registration platform designed for financial firms enables a faster, more efficient path to becoming fully compliant by combining pre-configured calendars, policies, and workflows that help new firms launch in weeks rather than months. It pairs technology with expert support by partnering with leading service providers to assist with filings and regulatory guidance, ensuring firms are never left navigating complex requirements alone. AI-driven tools continuously update policy language as regulations evolve, keeping compliance manuals current and reducing the risk of outdated documentation. A dedicated, experienced support team—backed by thousands of successful registrations—provides hands-on guidance throughout the process. Built with a focus on usability, the platform delivers an intuitive, highly rated user experience that simplifies complex compliance tasks. Scalable, à-la-carte pricing allows firms to add users and modules as they grow, avoiding the rigid, all-or-nothing structure of legacy compliance systems.

An all-in-one compliance operating system for private funds replaces fragmented point solutions with a single AI-powered platform that unifies archiving, onboarding, trading oversight, and employee supervision. AI-assisted onboarding dramatically reduces implementation time by streamlining setup and eliminating manual configuration work, allowing funds to become operational faster. A comprehensive, WORM-compliant archive captures every communication, action, comment, and approval in a secure, exportable system that supports audit and regulatory requirements. Investor-grade oversight provides unified audit trails designed to meet institutional expectations, including LP side letters and due diligence questionnaires. Seamless broker integrations via modern API connections eliminate manual statement uploads and ensure accurate, real-time data across accounts. Built on a future-proof architecture, the platform continuously updates to reflect evolving SEC requirements, ensuring hedge funds remain compliant without disruptive system migrations or operational downtime.

An all-in-one compliance operating system for hedge funds replaces fragmented point solutions with a unified AI-powered platform that streamlines archiving, trading oversight, vendor management, and employee supervision. Automated vendor diligence leverages AI to collect SOC 2 reports, sanctions data, and breach histories, then consolidates them into a single, standardized risk score for faster and more consistent third-party assessments. A comprehensive, WORM-compliant archive ensures every communication, action, comment, and approval is securely captured and easily exportable for audits and regulatory review. Portfolio-speed surveillance processes trade data in real time to quickly identify potential issues such as front-running or restricted-list violations, strengthening oversight without slowing operations. Seamless broker integrations through modern API connectivity eliminate manual statement uploads and ensure accurate, real-time data flow across accounts. Built on a future-proof architecture, the platform continuously adapts to evolving SEC requirements, helping hedge funds stay compliant without disruptive migrations or system overhauls.

An all-in-one compliance operating system for broker-dealers consolidates archiving, marketing supervision, trading oversight, vendor management, and employee surveillance into a single AI-powered platform designed to replace fragmented point solutions. Omnichannel WORM-compliant archiving captures communications across email, SMS, WhatsApp, LinkedIn, Teams, and other channels in immutable storage that supports SEC 17a-4 requirements and ensures complete regulatory traceability. An advertising rule engine pre-reviews videos, social posts, and documents against FINRA Rules 2210–2215, automatically prompting required disclosures to reduce approval delays and compliance risk. Automated vendor diligence uses AI to extract and analyze SOC 2 reports, breach histories, and public data sources, delivering a unified risk score for faster third-party oversight. Seamless broker integrations via modern API connectivity eliminate manual statement uploads and ensure accurate, real-time data across accounts and systems. Built on a future-proof architecture, the platform continuously evolves with changing FINRA requirements, helping broker-dealers stay compliant without disruptive migrations or system replacements.

A comprehensive compliance platform for consultants empowers firms to deliver more efficient, scalable services through a unified, AI-powered system designed to manage multiple clients seamlessly. A white-label portal provides a fully branded client workspace that centralizes tasks, alerts, and documentation across engagements, enhancing transparency and client experience. A multi-tenant command center enables consultants to easily switch between firms, assign tasks, and deploy bulk updates without the inefficiencies of multiple logins. AI-assisted onboarding significantly reduces implementation time by automating setup and streamlining client adoption. By offering unified functionality, the platform eliminates the need to recommend multiple outdated tools, allowing consultants to deliver a modern, consolidated compliance solution. Built as a true partner—not a competitor—the platform supports consultants without offering competing services, reinforcing trusted client relationships. Usage-based pricing aligns platform costs with billable work, helping firms maintain strong margins as they grow and scale their business.