Practical compliance.
Real-world guidance.
Trusted partnership.
Your partner in navigating today's regulatory landscape.
Asgard combines deep regulatory expertise with practical, client-first solutions to help financial institutions thrive.
Partnership
True collaboration with clients and employees.
Expertise
Real-world regulatory guidance that works in practice.
Integrity
Always transparent, ethical, and accountable.
Excellence
Attentive, pro-active, and solution-driven service.
who we serve
Asgard is a leading provider of risk management and regulatory compliance support services for broker-dealers , registered investment advisers, private equity firms, transfer agents and decentralized finance companies.
the asgard advantage
Tailored Solutions
Support & Accessibility
Competitive Pricing
Our Firm
Asgard Regulatory Group, LLC was founded by Jonathan Hurd in 2008 with a clear mission: to build a regulatory compliance firm dedicated to delivering tailored solutions for small to mid-sized financial institutions.
Over almost two decades, Asgard has grown into a team of seasoned professionals, including former regulators, C-suite compliance executives, Certified Anti-Money Laundering Specialists (CAMS), FINRA-licensed principals and operations professionals. This depth of experience allows us to provide informed, strategic, and practical guidance across a broad spectrum of compliance needs.
A defining aspect of Asgard’s identity is our commitment to organic growth and in-house development. We cultivate talent from within by taking on complex, high-impact projects that foster collaboration, innovation, and continuous learning—strengthening both our team and the quality of service we provide to our clients.
