3900 Veterans Memorial Highway, Suite 360, Bohemia, NY 11716

(631) 801-2900

Hedge Fund and Private Equity Fund

Services

 

• Registration & Filings

• Mock Examinations

• Compliance Policies & Procedures

• Anti Money Laundering Consulting & Training

• Registration & Filings

• Mock Examinations

• Compliance Policies & Procedures

• Anti Money Laundering Consulting & Training

 

Meet all your regulatory requirements through our cost-effective registration and compliance services. Asgard offers a comprehensive solution with long-term benefits under the new regulatory regime and reforms.

 

This registration and compliance service package was developed specifically for hedge funds, private equity funds and other pooled funds to bring private fund managers into compliance with current regulations and the new registration and compliance requirements of the Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010 (Financial Regulatory Reform Law). The program is designed to prevent, monitor for, and detect potential risk exposures in private funds and their advisers.

 

Asgard's regulatory compliance program focuses on the new requirements and the high risk areas flagged as most problematic by regulators:

• Registration and Filings

• Trading Risk

• Conflicts of Interest

 

• Code of Ethics

• Employee Trading

We work with you to comply with the requirements the regulators that your firm has the necessary policies and procedures in place to prevent, monitor for, and detect any potential risks.

 

A totally customized solution designed to fit the needs of your specific hedge fund, private equity fund or other pooled fund.

 

There is no "one size fits all" procedure for private funds. That’s why Asgard offers a unique, customizable solution drawn from our considerable regulatory compliance expertise.

Long Island Office

3900 Veterans Memorial Highway Suite 360

Bohemia, NY 11716

(631) 801-2900

 

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